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| 1 |
+
BigScience Open RAIL-M License
|
| 2 |
+
dated August 18, 2022
|
| 3 |
+
|
| 4 |
+
Section I: PREAMBLE
|
| 5 |
+
|
| 6 |
+
This Open RAIL-M License was created by BigScience, a collaborative open innovation project aimed at
|
| 7 |
+
the responsible development and use of large multilingual datasets and Large Language Models
|
| 8 |
+
(“LLMs”). While a similar license was originally designed for the BLOOM model, we decided to adapt it
|
| 9 |
+
and create this license in order to propose a general open and responsible license applicable to other
|
| 10 |
+
machine learning based AI models (e.g. multimodal generative models).
|
| 11 |
+
In short, this license strives for both the open and responsible downstream use of the accompanying
|
| 12 |
+
model. When it comes to the open character, we took inspiration from open source permissive licenses
|
| 13 |
+
regarding the grant of IP rights. Referring to the downstream responsible use, we added use-based
|
| 14 |
+
restrictions not permitting the use of the Model in very specific scenarios, in order for the licensor to be
|
| 15 |
+
able to enforce the license in case potential misuses of the Model may occur. Even though downstream
|
| 16 |
+
derivative versions of the model could be released under different licensing terms, the latter will always
|
| 17 |
+
have to include - at minimum - the same use-based restrictions as the ones in the original license (this
|
| 18 |
+
license).
|
| 19 |
+
The development and use of artificial intelligence (“AI”), does not come without concerns. The world has
|
| 20 |
+
witnessed how AI techniques may, in some instances, become risky for the public in general. These risks
|
| 21 |
+
come in many forms, from racial discrimination to the misuse of sensitive information.
|
| 22 |
+
BigScience believes in the intersection between open and responsible AI development; thus, this License
|
| 23 |
+
aims to strike a balance between both in order to enable responsible open-science in the field of AI.
|
| 24 |
+
This License governs the use of the model (and its derivatives) and is informed by the model card
|
| 25 |
+
associated with the model.
|
| 26 |
+
|
| 27 |
+
NOW THEREFORE, You and Licensor agree as follows:
|
| 28 |
+
|
| 29 |
+
1. Definitions
|
| 30 |
+
(a) "License" means the terms and conditions for use, reproduction, and Distribution as defined in
|
| 31 |
+
this document.
|
| 32 |
+
(b) “Data” means a collection of information and/or content extracted from the dataset used with the
|
| 33 |
+
Model, including to train, pretrain, or otherwise evaluate the Model. The Data is not licensed under
|
| 34 |
+
this License.
|
| 35 |
+
(c)“Output” means the results of operating a Model as embodied in informational content resulting
|
| 36 |
+
therefrom.
|
| 37 |
+
(d)“Model” means any accompanying machine-learning based assemblies (including checkpoints),
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| 38 |
+
consisting of learnt weights, parameters (including optimizer states), corresponding to the model
|
| 39 |
+
architecture as embodied in the Complementary Material, that have been trained or tuned, in whole or
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| 40 |
+
in part on the Data, using the Complementary Material.
|
| 41 |
+
(e) “Derivatives of the Model” means all modifications to the Model, works based on the Model, or any
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| 42 |
+
other model which is created or initialized by transfer of patterns of the weights, parameters,
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| 43 |
+
activations or output of the Model, to the other model, in order to cause the other model to perform
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| 44 |
+
similarly to the Model, including - but not limited to - distillation methods entailing the use of
|
| 45 |
+
intermediate data representations or methods based on the generation of synthetic data by the Model
|
| 46 |
+
for training the other model.
|
| 47 |
+
(f)“Complementary Material” means the accompanying source code and scripts used to define,
|
| 48 |
+
run, load, benchmark or evaluate the Model, and used to prepare data for training or evaluation, if
|
| 49 |
+
any. This includes any accompanying documentation, tutorials, examples, etc, if any.
|
| 50 |
+
(g) “Distribution” means any transmission, reproduction, publication or other sharing of the Model or
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| 51 |
+
Derivatives of the Model to a third party, including providing the Model as a hosted service made
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| 52 |
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available by electronic or other remote means - e.g. API-based or web access.
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| 53 |
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(h) “Licensor” means the copyright owner or entity authorized by the copyright owner that is
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| 54 |
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granting the License, including the persons or entities that may have rights in the Model and/or
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| 55 |
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distributing the Model.
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| 56 |
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(i) "You" (or "Your") means an individual or Legal Entity exercising permissions granted by this
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| 57 |
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License and/or making use of the Model for whichever purpose and in any field of use, including
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| 58 |
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usage of the Model in an end-use application - e.g. chatbot, translator, image generator.
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| 59 |
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(j) “Third Parties” means individuals or legal entities that are not under common control with
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| 60 |
+
Licensor or You.
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| 61 |
+
(k) "Contribution" means any work of authorship, including the original version of the Model and
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| 62 |
+
any modifications or additions to that Model or Derivatives of the Model thereof, that is
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| 63 |
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intentionally submitted to Licensor for inclusion in the Model by the copyright owner or by an
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| 64 |
+
individual or Legal Entity authorized to submit on behalf of the copyright owner. For the
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| 65 |
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purposes of this definition,
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| 66 |
+
“submitted” means any form of electronic, verbal, or written
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| 67 |
+
communication sent to the Licensor or its representatives, including but not limited to
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| 68 |
+
communication on electronic mailing lists, source code control systems, and issue tracking
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| 69 |
+
systems that are managed by, or on behalf of, the Licensor for the purpose of discussing and
|
| 70 |
+
improving the Model, but excluding communication that is conspicuously marked or otherwise
|
| 71 |
+
designated in writing by the copyright owner as "Not a Contribution."
|
| 72 |
+
(l) "Contributor" means Licensor and any individual or Legal Entity on behalf of whom a
|
| 73 |
+
Contribution has been received by Licensor and subsequently incorporated within the Model.
|
| 74 |
+
|
| 75 |
+
|
| 76 |
+
Section II: INTELLECTUAL PROPERTY RIGHTS
|
| 77 |
+
|
| 78 |
+
Both copyright and patent grants apply to the Model, Derivatives of the Model and Complementary
|
| 79 |
+
Material. The Model and Derivatives of the Model are subject to additional terms as described in Section III.
|
| 80 |
+
|
| 81 |
+
2. Grant of Copyright License. Subject to the terms and conditions of this License, each Contributor
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| 82 |
+
hereby grants to You a perpetual, worldwide, non-exclusive, no-charge, royalty-free, irrevocable copyright license to reproduce, prepare, publicly display, publicly perform, sublicense, and distribute the
|
| 83 |
+
Complementary Material, the Model, and Derivatives of the Model.
|
| 84 |
+
|
| 85 |
+
3. Grant of Patent License. Subject to the terms and conditions of this License and where and as
|
| 86 |
+
applicable, each Contributor hereby grants to You a perpetual, worldwide, non-exclusive, no-charge,
|
| 87 |
+
royalty-free, irrevocable (except as stated in this paragraph) patent license to make, have made, use, offer
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| 88 |
+
to sell, sell, import, and otherwise transfer the Model and the Complementary Material, where such
|
| 89 |
+
license applies only to those patent claims licensable by such Contributor that are necessarily infringed by
|
| 90 |
+
their Contribution(s) alone or by combination of their Contribution(s) with the Model to which such
|
| 91 |
+
Contribution(s) was submitted. If You institute patent litigation against any entity (including a cross-claim
|
| 92 |
+
or counterclaim in a lawsuit) alleging that the Model and/or Complementary Material or a Contribution
|
| 93 |
+
incorporated within the Model and/or Complementary Material constitutes direct or contributory patent
|
| 94 |
+
infringement, then any patent licenses granted to You under this License for the Model and/or Work shall
|
| 95 |
+
terminate as of the date such litigation is asserted or filed.
|
| 96 |
+
Section III: CONDITIONS OF USAGE, DISTRIBUTION AND REDISTRIBUTION
|
| 97 |
+
|
| 98 |
+
4. Distribution and Redistribution. You may host for Third Party remote access purposes (e.g.
|
| 99 |
+
software-as-a-service), reproduce and distribute copies of the Model or Derivatives of the Model thereof
|
| 100 |
+
in any medium, with or without modifications, provided that You meet the following conditions:
|
| 101 |
+
|
| 102 |
+
a. Use-based restrictions as referenced in paragraph 5 MUST be included as an enforceable provision
|
| 103 |
+
by You in any type of legal agreement (e.g. a license) governing the use and/or distribution of the
|
| 104 |
+
Model or Derivatives of the Model, and You shall give notice to subsequent users You Distribute to,
|
| 105 |
+
that the Model or Derivatives of the Model are subject to paragraph 5. This provision does not apply
|
| 106 |
+
to the use of Complementary Material.
|
| 107 |
+
|
| 108 |
+
b. You must give any Third Party recipients of the Model or Derivatives of the Model a copy of this
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| 109 |
+
License;
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| 110 |
+
|
| 111 |
+
c. You must cause any modified files to carry prominent notices stating that You changed the files;
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| 112 |
+
|
| 113 |
+
d. You must retain all copyright, patent, trademark, and attribution notices excluding those notices
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| 114 |
+
that do not pertain to any part of the Model, Derivatives of the Model.
|
| 115 |
+
You may add Your own copyright statement to Your modifications and may provide additional or
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| 116 |
+
different license terms and conditions - respecting paragraph 4.a.
|
| 117 |
+
- for use, reproduction, or Distribution
|
| 118 |
+
of Your modifications, or for any such Derivatives of the Model as a whole, provided Your use,
|
| 119 |
+
reproduction, and Distribution of the Model otherwise complies with the conditions stated in this License.
|
| 120 |
+
|
| 121 |
+
5. Use-based restrictions. The restrictions set forth in Attachment A are considered Use-based restrictions.
|
| 122 |
+
Therefore You cannot use the Model and the Derivatives of the Model for the specified restricted uses. You
|
| 123 |
+
may use the Model subject to this License, including only for lawful purposes and in accordance with the
|
| 124 |
+
License. Use may include creating any content with, finetuning, updating, running, training, evaluating and/or
|
| 125 |
+
reparametrizing the Model. You shall require all of Your users who use the Model or a Derivative of the Model
|
| 126 |
+
to comply with the terms of this paragraph (paragraph 5).
|
| 127 |
+
|
| 128 |
+
6. The Output You Generate. Except as set forth herein, Licensor claims no rights in the Output You
|
| 129 |
+
generate using the Model. You are accountable for the Output you generate and its subsequent uses. No
|
| 130 |
+
use of the output can contravene any provision as stated in the License.
|
| 131 |
+
|
| 132 |
+
Section IV: OTHER PROVISIONS
|
| 133 |
+
|
| 134 |
+
7. Updates and Runtime Restrictions. To the maximum extent permitted by law, Licensor reserves the
|
| 135 |
+
right to restrict (remotely or otherwise) usage of the Model in violation of this License, update the Model
|
| 136 |
+
through electronic means, or modify the Output of the Model based on updates. You shall undertake
|
| 137 |
+
reasonable efforts to use the latest version of the Model.
|
| 138 |
+
|
| 139 |
+
8. Trademarks and related. Nothing in this License permits You to make use of Licensors’ trademarks,
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| 140 |
+
trade names, logos or to otherwise suggest endorsement or misrepresent the relationship between the
|
| 141 |
+
parties; and any rights not expressly granted herein are reserved by the Licensors.
|
| 142 |
+
|
| 143 |
+
9. Disclaimer of Warranty. Unless required by applicable law or agreed to in writing, Licensor provides
|
| 144 |
+
the Model and the Complementary Material (and each Contributor provides its Contributions) on an "AS
|
| 145 |
+
IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied,
|
| 146 |
+
including, without limitation, any warranties or conditions of TITLE, NON-INFRINGEMENT,
|
| 147 |
+
MERCHANTABILITY , or FITNESS FOR A PARTICULAR PURPOSE. You are solely responsible for
|
| 148 |
+
determining the appropriateness of using or redistributing the Model, Derivatives of the Model, and the
|
| 149 |
+
Complementary Material and assume any risks associated with Your exercise of permissions under this
|
| 150 |
+
License.
|
| 151 |
+
|
| 152 |
+
10. Limitation of Liability. In no event and under no legal theory, whether in tort (including negligence),
|
| 153 |
+
contract, or otherwise, unless required by applicable law (such as deliberate and grossly negligent acts) or
|
| 154 |
+
agreed to in writing, shall any Contributor be liable to You for damages, including any direct, indirect,
|
| 155 |
+
special, incidental, or consequential damages of any character arising as a result of this License or out of
|
| 156 |
+
the use or inability to use the Model and the Complementary Material (including but not limited to
|
| 157 |
+
damages for loss of goodwill, work stoppage, computer failure or malfunction, or any and all other
|
| 158 |
+
commercial damages or losses), even if such Contributor has been advised of the possibility of such
|
| 159 |
+
damages.
|
| 160 |
+
|
| 161 |
+
11. Accepting Warranty or Additional Liability. While redistributing the Model, Derivatives of the
|
| 162 |
+
Model and the Complementary Material thereof, You may choose to offer, and charge a fee for, acceptance
|
| 163 |
+
of support, warranty, indemnity, or other liability obligations and/or rights consistent with this License.
|
| 164 |
+
However, in accepting such obligations, You may act only on Your own behalf and on Your sole
|
| 165 |
+
responsibility, not on behalf of any other Contributor, and only if You agree to indemnify, defend, and
|
| 166 |
+
hold each Contributor harmless for any liability incurred by, or claims asserted against, such Contributor
|
| 167 |
+
by reason of your accepting any such warranty or additional liability.
|
| 168 |
+
|
| 169 |
+
12. If any provision of this License is held to be invalid, illegal or unenforceable, the remaining
|
| 170 |
+
provisions shall be unaffected thereby and remain valid as if such provision had not been set forth herein.
|
| 171 |
+
|
| 172 |
+
END OF TERMS AND CONDITIONS
|
| 173 |
+
|
| 174 |
+
Attachment A
|
| 175 |
+
|
| 176 |
+
Use Restrictions
|
| 177 |
+
|
| 178 |
+
You agree not to use the Model or Derivatives of the Model:
|
| 179 |
+
(a) In any way that violates any applicable national, federal, state, local or international law
|
| 180 |
+
or regulation;
|
| 181 |
+
(b) For the purpose of exploiting, harming or attempting to exploit or harm minors in any
|
| 182 |
+
way;
|
| 183 |
+
(c) To generate or disseminate verifiably false information and/or content with the purpose of
|
| 184 |
+
harming others;
|
| 185 |
+
(d) To generate or disseminate personal identifiable information that can be used to harm an
|
| 186 |
+
individual;
|
| 187 |
+
(e) To generate or disseminate information and/or content (e.g. images, code, posts, articles),
|
| 188 |
+
and place the information and/or content in any context (e.g. bot generating tweets)
|
| 189 |
+
without expressly and intelligibly disclaiming that the information and/or content is
|
| 190 |
+
machine generated;
|
| 191 |
+
(f) To defame, disparage or otherwise harass others;
|
| 192 |
+
(g) To impersonate or attempt to impersonate (e.g. deepfakes) others without their consent;
|
| 193 |
+
(h) For fully automated decision making that adversely impacts an individual’s legal rights or
|
| 194 |
+
otherwise creates or modifies a binding, enforceable obligation;
|
| 195 |
+
(i) For any use intended to or which has the effect of discriminating against or harming
|
| 196 |
+
individuals or groups based on online or offline social behavior or known or predicted
|
| 197 |
+
personal or personality characteristics;
|
| 198 |
+
(j) To exploit any of the vulnerabilities of a specific group of persons based on their age,
|
| 199 |
+
social, physical or mental characteristics, in order to materially distort the behavior of a
|
| 200 |
+
person pertaining to that group in a manner that causes or is likely to cause that person or
|
| 201 |
+
another person physical or psychological harm;
|
| 202 |
+
(k) For any use intended to or which has the effect of discriminating against individuals or
|
| 203 |
+
groups based on legally protected characteristics or categories;
|
| 204 |
+
(l) To provide medical advice and medical results interpretation;
|
| 205 |
+
(m) To generate or disseminate information for the purpose to be used for administration of
|
| 206 |
+
justice, law enforcement, immigration or asylum processes, such as predicting an
|
| 207 |
+
individual will commit fraud/crime commitment (e.g. by text profiling, drawing causal
|
| 208 |
+
relationships between assertions made in documents, indiscriminate and
|
| 209 |
+
arbitrarily-targeted use).
|